About LPL
About LPL
LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting wealth advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best—help their clients help their client pursue their financial goals.
With headquarters on both coasts, LPL Financial supports wealth advisors in helping their clients by offering a robust mix of services and tools such as:
- Enabling technology
- Comprehensive clearing and compliance services
- Practice management programs and training
- Independent research
LPL Financial understands that providing Americans with objective investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL wealth advisors can provide objective, independent advice and investment recommendations.
The firm’s mission is clear: We believe that objective financial guidance is a fundamental need for everyone. We enable our customers to focus on what they do best—create the personal, long-term client relationships that are the foundation for turning life’s aspirations into financial realities.
Thousands of wealth advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.
For more information about LPL Financial, visit www.lpl.com
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*Top RIA custodian (Cerulli Associates, 2020 U.S. RIA Marketplace Report); No. 1 Independent Broker-Dealer in the U.S (Based on total revenues, Financial Planning magazine 1996-2021); No. 1 provider of third-party brokerage services to banks and credit unions (2020-2021 Kehrer Bielan Research & Consulting Annual TPM Report); Fortune 500 Company as of June 2021. LPL and its affiliated companies provide financial services only from the United States.
This Material was prepared by LPL Financial, LLC
The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
SECURITIES AND ADVISORY SERVICES ARE OFFERED THROUGH LPL FINANCIAL (LPL), A REGISTERED INVESTMENT ADVISOR AND BROKER-DEALER (MEMBER FINRA/SIPC.) INSURANCE PRODUCTS ARE OFFERED THROUGH LPL OR ITS LICENSED AFFILIATES. CENTRAL PACIFIC BANK AND CENTRAL PACIFIC INVESTMENT SERVICES ARE NOT REGISTERED AS A BROKER-DEALER OR INVESTMENT ADVISOR. REGISTERED REPRESENTATIVES OF LPL OFFER PRODUCTS AND SERVICES USING CENTRAL PACIFIC INVESTMENT SERVICES, AND MAY ALSO BE EMPLOYEES OF CENTRAL PACIFIC BANK. THESE PRODUCTS AND SERVICES ARE BEING OFFERED THROUGH LPL OR ITS AFFILIATES, WHICH ARE SEPARATE ENTITIES FROM, AND NOT AFFILIATES OF, CENTRAL PACIFIC BANK OR CENTRAL PACIFIC INVESTMENT SERVICES. SECURITIES AND INSURANCE OFFERED THROUGH LPL OR ITS AFFILIATES ARE: | NOT INSURED BY FDIC OR ANY OTHER GOVERNMENT AGENCY | NOT BANK GUARANTEED | NOT BANK DEPOSITS OR OBLIGATIONS | MAY LOSE VALUE|
Your Bank (“Financial Institution”) provides referrals to financial professionals of LPL Financial LLC (“LPL”) pursuant to an agreement that allows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for brokerage or advisory services.
Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.